Short selling

Results: 2054



#Item
551Investment / Stock market / Short selling / Financial markets / Security / Discount brokerage / Investing online / Canadian Investor Protection Fund / Short / Financial economics / Finance / Business

Please be sure to complete, sign and mail this form to the following address: 1170 Peel Street, Suite 105, Montréal, Qc H3B 0A9 NON-REGISTERED ACCOUNT TRANSFER AUTHORIZATION 1. CLIENT’S IDENTIFICATION* (Please write

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Source URL: www.disnat.com

Language: English - Date: 2014-03-28 16:28:03
552Economy of the United States / Financial markets / 73rd United States Congress / United States Securities and Exchange Commission / Short selling / Securities Exchange Act / Philadelphia Stock Exchange / NASDAQ / U.S. Securities and Exchange Commission / United States securities law / Financial economics / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]January 7, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to

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Source URL: www.sec.gov

Language: English - Date: 2015-01-08 09:15:36
553Business / Stock market / Finance / Rebate / Sales promotion / Short selling / Market maker / Securities Exchange Act / Short / Financial economics / Financial markets / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]January 15, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang

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Source URL: www.sec.gov

Language: English - Date: 2015-01-15 14:33:10
554Investment / Stock market / Financial regulation / Short selling / Securities Exchange Act / Market maker / Short / Rebate / Order / Financial markets / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]January 14, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha

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Source URL: www.sec.gov

Language: English - Date: 2015-01-15 09:04:35
555United States securities law / Stock market / 73rd United States Congress / United States Securities and Exchange Commission / Short selling / Securities Act / Securities regulation in the United States / Short / U.S. Securities and Exchange Commission / Financial economics / Economics / Finance

Magdalena Tavella, Andres Horacio Ficicchia, Gonzalo Garcia Bla Ya, Lucia Mariana Hernando, Cecilia De Lorenzo, Adriana Rosa Bagattin, Daniela Patricia Goldman, Mariano Pablo Ferrari, Mariano Graciarena, and Fernando Lou

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Source URL: www.sec.gov

Language: English - Date: 2013-07-03 12:30:59
556Financial system / Business / Financial regulation / Short selling / Finance / Financial Industry Regulatory Authority / Securities Exchange Act / U.S. Securities and Exchange Commission / Trade Reporting And Compliance Engine / United States securities law / Financial economics / Self-regulatory organizations

Comment Letter to FINRA from SEC Office of Investor Advocate

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Source URL: www.sec.gov

Language: English - Date: 2015-01-21 10:29:15
557Financial regulation / Financial economics / Finance / Municipal Securities Rulemaking Board / Short selling / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Electronic Municipal Market Access / Security / United States securities law / Self-regulatory organizations / Business

Comment Letter to MSRB from SEC Investor Advocate

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Source URL: www.sec.gov

Language: English - Date: 2015-01-21 10:32:11
558Business broker / Order / Factoring / Mergers and acquisitions / Warranty / Selling / Short / Invoice / Real estate broker / Business / Sales / Contract law

HAUSWIESNER KING LLP Selling your Business?* You have decided to cash in – what’s next? 1. What are the most attractive buyers for my business? It all depends on the business and the transaction volume. Most privatel

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Source URL: www.hauswiesner.com

Language: English - Date: 2014-09-03 11:36:10
559Economics / Stock market / Financial regulation / Short / Short selling / Insider trading / Market data / High-frequency trading / Algorithmic trading / Financial markets / Financial economics / Finance

Administrative Office c/o Professor George Kaufman Loyola University Chicago 820 North Michigan Avenue Chicago, Illinois[removed]Tel: ([removed]

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Source URL: www.aei.org

Language: English - Date: 2014-12-09 11:28:55
560Financial markets / Interest rates / Short selling / Banking / Repurchase agreement / Federal funds rate / Official bank rate / Money market / Securities lending / Finance / Financial economics / Economics

Treasury Market Functioning and the Zero Bound

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Source URL: www.federalreserve.gov

Language: English - Date: 2014-12-22 10:00:54
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